Pun, Daniel 潘達賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-23 | 2018-01-31 | Rep | Asset management | 2008-10-23 | 2018-01-31 |
| 2 | SUBSTANCE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-04-19 | RO | Asset management | 2022-04-19 |
| 3 | Substance Capital (HK) Limited | Rep | Advising on securities | 2018-02-01 | 2018-07-20 | Rep | Asset management | 2018-02-01 | 2018-07-20 | Rep | Dealing in securities | 2018-02-01 | 2018-07-20 | RO | Dealing in securities | 2018-07-20 | 2021-07-07 | RO | Advising on securities | 2018-07-20 | 2022-09-28 | RO | Asset management | 2018-07-20 | 2022-09-28 |
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