Chan, Christina Lai Ming 陳麗明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2009-08-17 | 2011-12-31 | Rep | Dealing in securities | 2012-05-16 |
2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2008-02-18 | 2008-08-01 | Rep | Dealing in securities | 2008-02-18 | 2008-08-01 |
3 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2006-06-30 | 2007-12-13 |
4 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-11-10 | 2006-06-14 |
5 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2004-08-23 | Rep | Advising on securities | 2004-08-23 | Rep | Advising on securities | 2008-08-12 | 2009-06-26 |
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