Lau, Jenny Suk Chan 劉淑珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2005-06-30 | 2005-08-25 |
2 | Tyche Group Limited | Rep | Advising on securities | 2005-08-31 | 2006-02-06 |
3 | Broadway Wealth Management Limited | Rep | Advising on securities | 2007-03-07 | 2009-03-17 |
4 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2011-03-28 | 2011-12-31 |
5 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-03-28 | 2014-02-26 |
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