Li, Siu Wai 李小慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2009-09-02 | 2011-12-31 | Rep | Asset management | 2009-11-04 | 2014-01-27 | Rep | Dealing in securities | 2011-06-17 | 2014-01-27 |
| 2 | WM (HK) Limited | Rep | Advising on securities | 2005-10-18 | 2009-07-01 |
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