Lok, Wai Yi 駱慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-18 | 2011-12-31 | Rep | Asset management | 2011-07-18 | 2020-12-30 | Rep | Dealing in securities | 2011-07-18 | 2020-12-30 |
| 2 | CBH Asia Limited | Rep | Advising on securities | 2006-08-31 | 2010-07-16 | Rep | Asset management | 2006-08-31 | 2010-07-16 |
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