Barker, Geoffrey Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2005-11-11 | 2006-07-19 | Rep | Advising on securities | 2005-11-11 | 2006-07-19 | Rep | Asset management | 2005-11-11 | 2006-07-19 | RO | Advising on futures contracts | 2006-07-19 | 2013-09-30 | RO | Advising on securities | 2006-07-19 | 2013-09-30 | RO | Asset management | 2006-07-19 | 2013-09-30 |
| 2 | City Financial Investment Company (Hong Kong) Limited | RO | Asset management | 2013-12-03 | 2019-08-16 |
| 3 | Deltroit (Hong Kong) Limited | RO | Asset management | 2019-08-16 | 2023-06-13 | RO | Dealing in securities | 2020-11-13 | 2023-06-13 | RO | Advising on securities | 2021-02-26 | 2023-06-13 |
| 4 | Segantii Capital Management Limited | Rep | Asset management | 2023-09-14 |
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