Bibby, Nicholas Paley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2009-09-23 | 2013-09-30 | Rep | Advising on securities | 2009-09-23 | 2013-09-30 | Rep | Asset management | 2009-09-23 | 2013-09-30 |
| 2 | City Financial Investment Company (Hong Kong) Limited | RO | Asset management | 2013-12-03 | 2019-08-16 |
| 3 | Deltroit (Hong Kong) Limited | RO | Asset management | 2019-08-16 | 2023-06-21 | RO | Advising on securities | 2021-04-21 | 2023-06-21 | RO | Dealing in securities | 2021-04-21 | 2023-06-21 |
| 4 | Segantii Capital Management Limited | Rep | Asset management | 2023-09-07 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 |
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