Dhir, Poonam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2010-06-14 | 2013-05-31 | Rep | Advising on securities | 2010-06-14 | 2013-05-31 | Rep | Asset management | 2010-06-14 | 2013-05-31 | Rep | Advising on futures contracts | 2016-06-01 | 2016-07-29 | Rep | Advising on securities | 2016-06-01 | 2016-07-29 | Rep | Asset management | 2016-06-01 | 2016-07-29 | RO | Advising on futures contracts | 2016-07-29 | 2017-02-10 | RO | Advising on securities | 2016-07-29 | 2020-07-01 | RO | Asset management | 2016-07-29 | 2020-07-01 | Rep | Advising on futures contracts | 2017-02-10 | 2017-06-27 | RO | Advising on futures contracts | 2017-06-27 | 2020-07-01 |
| 2 | Pinyin Capital Management Hong Kong Limited | Rep | Asset management | 2020-08-03 | 2020-09-03 | RO | Asset management | 2020-09-03 |
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