Gordon, Glen (SFC:AWT838)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Argonaut Securities (Asia) Limited | Rep | Advising on securities | 2014-02-13 | 2016-07-18 | Rep | Dealing in securities | 2014-02-13 | 2016-07-18 |
| 2 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2017-01-13 | 2017-08-31 |
| 3 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2011-03-30 | 2012-12-31 | Rep | Advising on securities | 2011-03-30 | 2012-12-31 | Rep | Asset management | 2011-03-30 | 2012-12-31 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-06-19 | Rep | Advising on securities | 2023-10-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy