Ching, Kwok Leung (SFC:AIX142) 程國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Advising on securities | 2005-01-17 | Rep | Dealing in securities | 2005-01-17 | RO | Advising on securities | 2005-01-17 | 2012-10-26 | RO | Dealing in securities | 2005-01-17 | 2012-10-26 |
| 2 | BOCOM MPF & Financial Services Company Limited | RO | Advising on securities | 2012-06-25 | 2015-01-15 | RO | Dealing in securities | 2012-06-25 | 2015-01-15 |
| 3 | Wealth Management Cube Limited | RO | Dealing in securities | 2015-03-19 | 2019-04-09 |
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