Li, Siu Kei (SFC:AIR226) 李紹基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Advising on securities | 2005-01-17 | |
| 2 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Dealing in securities | 2005-01-17 | |
| 3 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | RO | Advising on securities | 2005-01-17 | 2012-10-26 |
| 4 | BOCOM MPF & Financial Services Company Limited | RO | Advising on securities | 2012-06-25 | 2020-05-27 |
| 5 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | RO | Dealing in securities | 2005-01-17 | 2012-10-26 |
| 6 | BOCOM MPF & Financial Services Company Limited | RO | Dealing in securities | 2012-06-25 | 2020-05-27 |
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