Li, Cheuk Sang 李卓生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Dealing in securities | 2008-02-13 | 2012-08-26 |
| 2 | BOCOM MPF & Financial Services Company Limited | Rep | Dealing in securities | 2012-08-01 | 2012-08-26 |
| 3 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2016-08-29 | |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-10-29 | 2016-08-13 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-29 | 2016-08-13 | Rep | Advising on securities | 2014-04-28 | 2016-08-13 |
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