Lu, Min (SFC:AJE091)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in securities | 2003-09-18 | 2004-08-26 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-09-18 | 2004-08-26 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-28 | 2005-06-16 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-28 | 2005-06-16 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-07-15 | 2006-03-01 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-07-15 | 2006-03-01 |
| 7 | BOND TRUST LIMITED | RO | Advising on securities | 2010-08-18 | 2013-09-09 |
| 8 | BOND TRUST LIMITED | RO | Asset management | 2010-08-18 | 2013-09-09 |
| 9 | BOND TRUST LIMITED | RO | Dealing in securities | 2010-08-18 | 2013-09-09 |
| 10 | About Capital Management (HK) Co., Limited | RO | Asset management | 2013-09-24 | 2014-02-24 |
| 11 | Goldstream Capital Management Limited | RO | Advising on securities | 2014-04-25 | 2017-03-01 |
| 12 | Goldstream Capital Management Limited | RO | Asset management | 2014-04-25 | 2017-03-01 |
| 13 | Goldstream Capital Management Limited | Rep | Advising on securities | 2017-03-01 | |
| 14 | Goldstream Capital Management Limited | Rep | Asset management | 2017-03-01 | |
| 15 | Goldstream Securities Limited | RO | Dealing in securities | 2017-03-06 |
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