Tse, Joseph Siu Hung 謝少雄

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED RO Advising on corporate finance 2004-10-08
RO Asset management 2008-07-09
RO Advising on securities 2014-03-31
RO Dealing in securities 2014-03-31
RO Leveraged foreign exchange trading 2011-05-11 2014-03-31

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