Mok, Pui Man (SFC:ANF295) 莫佩雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-03-09 | 2011-11-30 |
| 2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2006-03-24 | 2006-07-21 | Rep | Dealing in securities | 2006-03-24 | 2006-07-21 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2020-06-29 | 2021-07-19 | RO | Dealing in securities | 2021-07-19 |
| 4 | STI Asset Management Limited | Rep | Advising on securities | 2015-12-21 | 2019-06-27 | Rep | Asset management | 2015-12-21 | 2019-06-27 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2011-12-09 | 2012-11-17 | Rep | Asset management | 2011-12-09 | 2012-11-17 | Rep | Dealing in securities | 2011-12-09 | 2012-11-17 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2011-12-09 | 2012-11-17 | Rep | Asset management | 2011-12-09 | 2012-11-17 | Rep | Dealing in securities | 2011-12-09 | 2012-11-17 |
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