Lo, Pui Leung (SFC:AAD940) 羅霈良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | RO | Advising on corporate finance | 2005-01-31 | RO | Advising on securities | 2005-01-31 | Rep | Advising on securities | 2005-08-19 | RO | Asset management | 2005-08-19 | RO | Advising on futures contracts | 2005-12-01 | Rep | Asset management | 2005-08-19 | 2005-12-01 |
| 2 | CAPE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-12-09 | 2006-02-23 | RO | Advising on securities | 2006-02-23 | 2024-03-07 | RO | Asset management | 2006-02-23 | 2024-03-07 | RO | Advising on futures contracts | 2006-08-09 | 2024-03-07 |
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