Chau, Wa (SFC:AEY428) 周華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDRIDE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-04-14 | Rep | Advising on securities | 2004-04-14 | Rep | Asset management | 2004-04-14 | Rep | Automated trading services | 2004-04-14 | Rep | Dealing in securities | 2004-08-24 | RO | Dealing in securities | 2004-08-24 | 2008-09-30 |
| 2 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2008-10-02 |
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