Ma, Kwong Lee 馬光利
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hongkong Bay Securities Limited | RO | Advising on corporate finance | 2003-08-04 | RO | Advising on securities | 2003-08-04 | RO | Asset management | 2003-08-04 | RO | Dealing in securities | 2008-08-31 |
| 2 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2008-09-02 | 2009-12-07 | Rep | Dealing in securities | 2010-04-13 | 2010-06-11 | RO | Dealing in securities | 2010-06-11 |
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