Ng, Summy Chi Fat 伍志發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on corporate finance | 2003-07-28 | |
| 2 | Beijing Securities Limited | Rep | Advising on securities | 2003-07-28 | |
| 3 | Beijing Securities Limited | Rep | Asset management | 2003-07-28 | |
| 4 | Beijing Securities Limited | Rep | Dealing in securities | 2006-05-02 | CVP Securities Limited | Rep | 2006-04-03 | 2008-08-31 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | RO | 2008-09-02 | 2022-02-28 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 2022-04-01 |
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