Kung, Tin Yau 龔天佑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2006-12-04 | 2008-08-15 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-06 | 2006-11-01 |
| 3 | China On Securities Limited | Rep | Dealing in securities | 2020-09-14 | 2020-10-05 | RO | Dealing in securities | 2020-10-05 | 2020-12-31 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-03-09 | 2006-04-29 |
| 5 | GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-19 | Rep | Advising on securities | 2003-11-19 | Rep | Asset management | 2003-11-19 | Rep | Dealing in securities | 2003-11-19 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-08 | 2006-06-30 |
| 7 | Ruisen Port Securities Limited | Rep | Dealing in securities | 2022-02-16 | 2022-04-13 | RO | Dealing in securities | 2022-04-13 |
| 8 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-03-09 | 2006-04-29 |
| 9 | Tiger Faith Securities Limited | Rep | Dealing in securities | 2021-03-18 | 2021-12-16 |
| 10 | TUNG YAT SECURITIES LIMITED | RO | Dealing in securities | 2018-11-13 | 2020-08-31 |
| 11 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-11-19 | 2006-03-01 |
| 12 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2008-10-24 | 2018-10-31 |
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