Law, Yan Kuen 羅仁權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2003-09-08 |
| 2 | KMT SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-08 | 2009-02-16 |
| 3 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2009-02-18 | 2021-07-27 |
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