Shum, Yiu Fai 沈耀輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2009-10-20 | 2016-02-29 | PROMISING SECURITIES COMPANY LIMITED | Rep | 2017-02-27 | 2017-05-24 | PROMISING SECURITIES COMPANY LIMITED | RO | 2017-05-24 | 2021-07-31 |
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