Tiu, Chi Shing 刁志誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2008-06-03 | 2008-10-16 |
| 2 | Profitech Securities Limited | RO | Dealing in securities | 2020-07-14 | 2021-05-31 |
| 3 | Sino Wealth Asset Management Limited | Rep | Advising on securities | 2017-01-27 | 2018-12-31 | Rep | Asset management | 2017-01-27 | 2018-12-31 |
| 4 | SINO WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-02 | 2016-04-29 | RO | Dealing in securities | 2016-04-29 | 2020-06-30 |
| 5 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2008-10-21 | 2016-01-31 |
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