Lawrence, Andrew Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-08-01 | 2009-05-14 |
| 2 | CF GLOBAL (HK) LIMITED | Rep | Dealing in securities | 2009-08-13 | 2023-09-26 | Rep | Dealing in futures contracts | 2016-04-08 | 2023-09-26 | RO | Dealing in futures contracts | 2023-09-26 | RO | Dealing in securities | 2023-09-26 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2004-11-17 | 2005-07-30 |
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