Chen, Chia Ling (SFC:ADV930) 陳佳鈴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-10-22 | 2009-11-26 | Rep | Asset management | 2009-11-26 | 2012-10-15 | RO | Advising on securities | 2009-11-26 | 2014-10-31 | RO | Dealing in securities | 2011-10-12 | 2014-10-31 | RO | Asset management | 2012-10-15 | 2014-10-31 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2006-02-27 | 2009-05-04 | Rep | Dealing in securities | 2006-02-27 | 2009-05-04 | RO | Advising on securities | 2009-05-04 | 2009-08-01 | RO | Dealing in securities | 2009-05-04 | 2009-08-01 |
| 3 | Oceanpine Capital Management Limited | RO | Asset management | 2019-01-15 | 2019-06-30 |
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