Ho, Anthony Kai Yin 何啟賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2015-10-23 | 2015-12-07 | Rep | Asset management | 2015-10-23 | 2015-12-07 | Rep | Dealing in securities | 2015-10-23 | 2015-12-07 | RO | Advising on securities | 2015-12-07 | 2017-05-31 | RO | Asset management | 2015-12-07 | 2017-05-31 | RO | Dealing in securities | 2015-12-07 | 2017-05-31 |
| 2 | CCB Principal Asset Management (Hong Kong) Co., Limited | RO | Advising on securities | 2020-07-07 | 2022-09-23 | RO | Asset management | 2020-07-07 | 2022-09-23 |
| 3 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-09-24 | 2009-10-12 | Rep | Asset management | 2009-09-24 | 2009-10-12 | RO | Advising on securities | 2009-10-12 | 2013-01-02 | RO | Asset management | 2009-10-12 | 2013-01-02 |
| 4 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-11-29 | 2018-02-05 | Rep | Asset management | 2017-11-29 | 2018-02-05 | RO | Advising on securities | 2018-02-05 | 2019-05-08 | RO | Asset management | 2018-02-05 | 2019-05-08 |
| 5 | CIFM Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-10-15 | 2014-12-15 | Rep | Asset management | 2014-10-15 | 2014-12-15 | Rep | Dealing in securities | 2014-10-15 | 2014-12-15 | RO | Advising on securities | 2014-12-15 | 2015-09-22 | RO | Asset management | 2014-12-15 | 2015-09-22 | RO | Dealing in securities | 2014-12-15 | 2015-09-22 |
| 6 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-19 | Rep | Advising on securities | 2009-01-01 | Rep | Asset management | 2009-01-01 | Rep | Advising on futures contracts | 2006-07-17 | 2009-01-01 |
| 7 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-19 | Rep | Dealing in securities | 2004-10-19 | Rep | Advising on securities | 2009-08-28 | Rep | Asset management | 2009-08-28 | Rep | Advising on futures contracts | 2006-07-17 | 2009-08-28 | Rep | Dealing in securities | 2009-01-29 | 2009-08-28 |
| 8 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2013-03-28 | 2014-09-13 | Rep | Asset management | 2013-03-28 | 2014-09-13 |
| 9 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2013-03-28 | 2014-09-13 |
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