Kwan, Ka Po (SFC:AED278) 關嘉寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-07-15 | 2015-09-17 | Rep | Asset management | 2010-07-15 | 2015-09-17 | Rep | Advising on securities | 2023-07-31 | Rep | Asset management | 2023-07-31 | Rep | Dealing in securities | 2023-07-31 |
| 2 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2007-07-30 | 2010-07-01 | Rep | Advising on securities | 2007-08-27 | 2010-07-01 |
| 3 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-25 | 2023-06-23 |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Advising on securities | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Dealing in securities | 2007-06-21 |
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