Lai, Chi Kin (SFC:AIR705) 賴子健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-06-13 | 2015-06-16 | Rep | Asset management | 2011-06-13 | 2015-06-16 | RO | Advising on securities | 2015-06-16 | 2016-07-29 | RO | Asset management | 2015-06-16 | 2016-07-29 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2010-07-29 | 2011-06-05 | Rep | Asset management | 2010-07-29 | 2011-06-05 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2007-11-05 | Rep | Asset management | 2007-11-05 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-06-02 | 2010-05-05 | Rep | Asset management | 2008-06-02 | 2010-05-05 |
| 5 | Premia Partners Company Limited | RO | Advising on securities | 2017-03-09 | RO | Asset management | 2017-03-09 | RO | Dealing in securities | 2017-03-09 |
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