Lam, Fong Tat 林方達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cheyne Capital Management (HK) Limited | Rep | Asset management | 2006-11-28 | 2008-11-01 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-12-16 | 2012-06-29 |
| 3 | EICHER CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2013-10-28 | 2014-02-26 |
| 4 | HakuCapital Global Investment Advisers Limited | RO | Asset management | 2019-07-05 | 2020-04-21 | Rep | Asset management | 2020-04-21 | 2020-12-31 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-20 | 2006-09-08 | Rep | Dealing in securities | 2004-02-20 | 2006-09-08 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-28 | 2015-01-21 | Rep | Dealing in securities | 2014-03-28 | 2015-01-21 |
| 7 | RAYS Capital Partners Limited | Rep | Asset management | 2021-05-11 | 2023-10-13 |
| 8 | SEYON ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-08-15 | 2018-10-31 |
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