Su, Yi (SFC:AOZ134) 蘇奕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-10-15 | 2017-04-13 | Rep | Asset management | 2017-02-03 | 2017-04-13 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-05-28 | 2008-02-26 | Rep | Dealing in securities | 2007-05-28 | 2008-02-26 | Rep | Advising on corporate finance | 2009-02-11 | 2009-08-03 | Rep | Dealing in securities | 2009-02-11 | 2009-08-03 |
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