Choy, Chang Ming 蔡燦明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Value Investment Limited (HK) RO Asset management 2010-12-10 2012-08-31
2 Citigroup Global Markets Asia Limited RO Advising on corporate finance 2003-10-16
RO Advising on securities 2003-10-16
RO Asset management 2003-10-16
RO Automated trading services 2003-10-16
RO Dealing in securities 2005-03-14
Rep Dealing in securities 2005-03-14 2007-04-30
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED RO Advising on futures contracts 2003-10-13
RO Asset management 2003-10-13
RO Dealing in futures contracts 2003-10-16
Rep Dealing in futures contracts 2003-10-16 2007-04-30
Rep Dealing in securities 2003-10-16 2007-04-30
4 CORNUCOPIA CAPITAL PARTNERS LIMITED RO Asset management 2007-07-19 2010-09-06
5 IAM LEGACY LIMITED Rep Asset management 2013-03-05 2013-10-03

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