Choy, Chang Ming 蔡燦明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Value Investment Limited (HK) | RO | Asset management | 2010-12-10 | 2012-08-31 |
2 | Citigroup Global Markets Asia Limited | RO | Advising on corporate finance | 2003-10-16 | RO | Advising on securities | 2003-10-16 | RO | Asset management | 2003-10-16 | RO | Automated trading services | 2003-10-16 | RO | Dealing in securities | 2005-03-14 | Rep | Dealing in securities | 2005-03-14 | 2007-04-30 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Advising on futures contracts | 2003-10-13 | RO | Asset management | 2003-10-13 | RO | Dealing in futures contracts | 2003-10-16 | Rep | Dealing in futures contracts | 2003-10-16 | 2007-04-30 | Rep | Dealing in securities | 2003-10-16 | 2007-04-30 |
4 | CORNUCOPIA CAPITAL PARTNERS LIMITED | RO | Asset management | 2007-07-19 | 2010-09-06 |
5 | IAM LEGACY LIMITED | Rep | Asset management | 2013-03-05 | 2013-10-03 |
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