Lee, Calista Wuen Nee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2015-01-06 | 2021-10-31 | Rep | Advising on securities | 2015-01-06 | 2021-10-31 | Rep | Asset management | 2015-01-06 | 2021-10-31 | Rep | Dealing in securities | 2015-01-06 | 2021-10-31 |
| 2 | Chuo Mitsui Investments Hong Kong Limited | Rep | Advising on securities | 2011-02-07 | 2011-10-28 |
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