Sen, Tung Ning 神東寧

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2008-10-29 2009-11-14
2 CAPITAL GLOBAL MANAGEMENT LIMITED Rep Advising on securities 2006-08-01 2007-07-25
3 CMS CAPITAL (HK) CO., LIMITED Rep Advising on securities 2007-12-05 2009-11-14
4 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2007-12-05 2008-05-21
5 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Advising on securities 2007-12-05 2008-05-21
6 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Rep Advising on securities 2009-11-25 2010-06-11
7 CMB International Asset Management Limited Rep Advising on securities 2010-06-30 2010-07-27
8 CNCB (Hong Kong) Capital Limited Rep Advising on securities 2017-12-01 2018-02-27
9 SDG Asset Management (HK) Limited Rep Advising on securities 2020-07-06 2020-07-31
10 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on securities 2022-07-13
11 GRAND ALLIANCE ASSET MANAGEMENT LIMITED Rep Asset management 2006-01-27 2006-02-10
12 CMS CAPITAL (HK) CO., LIMITED Rep Asset management 2007-12-05 2009-11-14
13 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2007-12-05 2008-03-31
14 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Asset management 2007-12-05 2008-03-31
15 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Rep Asset management 2009-11-25 2010-06-11
16 CMB International Asset Management Limited Rep Asset management 2010-06-30 2010-07-27
17 CNCB (Hong Kong) Capital Limited Rep Asset management 2017-12-01 2018-02-27
18 SDG Asset Management (HK) Limited Rep Asset management 2020-07-06 2020-07-31
19 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Asset management 2022-07-13 2022-11-03
20 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Dealing in securities 2008-10-29 2009-02-28
21 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Rep Dealing in securities 2009-12-23 2010-06-11
22 CNCB (Hong Kong) Capital Limited Rep Dealing in securities 2017-12-01 2018-02-27
23 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2022-11-03
24 CAPITAL GLOBAL MANAGEMENT LIMITED RO Advising on securities 2007-07-25 2007-10-18
25 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED RO Advising on securities 2008-05-21 2009-11-14
26 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED RO Advising on securities 2008-05-21 2009-11-14
27 CMB International Asset Management Limited RO Advising on securities 2010-07-27 2017-09-26
28 CNCB (Hong Kong) Capital Limited RO Advising on securities 2018-02-27 2018-08-27
29 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED RO Advising on securities 2019-09-02 2020-05-31
30 SDG Asset Management (HK) Limited RO Advising on securities 2020-07-31 2022-06-13
31 CAPITAL GLOBAL MANAGEMENT LIMITED RO Asset management 2007-07-25 2007-10-18
32 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED RO Asset management 2008-03-31 2009-11-14
33 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED RO Asset management 2008-03-31 2009-11-14
34 CMB International Asset Management Limited RO Asset management 2010-07-27 2017-09-26
35 CNCB (Hong Kong) Capital Limited RO Asset management 2018-02-27 2018-08-27
36 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED RO Asset management 2018-10-30 2020-05-31
37 SDG Asset Management (HK) Limited RO Asset management 2020-07-31 2022-06-13
38 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED RO Asset management 2022-11-03
39 CNCB (Hong Kong) Capital Limited RO Dealing in securities 2018-02-27 2018-08-27

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