Sen, Tung Ning 神東寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2008-10-29 | 2009-11-14 |
2 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2006-08-01 | 2007-07-25 |
3 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2007-12-05 | 2009-11-14 |
4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-12-05 | 2008-05-21 |
5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2007-12-05 | 2008-05-21 |
6 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2009-11-25 | 2010-06-11 |
7 | CMB International Asset Management Limited | Rep | Advising on securities | 2010-06-30 | 2010-07-27 |
8 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2017-12-01 | 2018-02-27 |
9 | SDG Asset Management (HK) Limited | Rep | Advising on securities | 2020-07-06 | 2020-07-31 |
10 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-07-13 | |
11 | GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-01-27 | 2006-02-10 |
12 | CMS CAPITAL (HK) CO., LIMITED | Rep | Asset management | 2007-12-05 | 2009-11-14 |
13 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-12-05 | 2008-03-31 |
14 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2007-12-05 | 2008-03-31 |
15 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2009-11-25 | 2010-06-11 |
16 | CMB International Asset Management Limited | Rep | Asset management | 2010-06-30 | 2010-07-27 |
17 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2017-12-01 | 2018-02-27 |
18 | SDG Asset Management (HK) Limited | Rep | Asset management | 2020-07-06 | 2020-07-31 |
19 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-07-13 | 2022-11-03 |
20 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2008-10-29 | 2009-02-28 |
21 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2009-12-23 | 2010-06-11 |
22 | CNCB (Hong Kong) Capital Limited | Rep | Dealing in securities | 2017-12-01 | 2018-02-27 |
23 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2022-11-03 | |
24 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2007-07-25 | 2007-10-18 |
25 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2008-05-21 | 2009-11-14 |
26 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2008-05-21 | 2009-11-14 |
27 | CMB International Asset Management Limited | RO | Advising on securities | 2010-07-27 | 2017-09-26 |
28 | CNCB (Hong Kong) Capital Limited | RO | Advising on securities | 2018-02-27 | 2018-08-27 |
29 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2019-09-02 | 2020-05-31 |
30 | SDG Asset Management (HK) Limited | RO | Advising on securities | 2020-07-31 | 2022-06-13 |
31 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Asset management | 2007-07-25 | 2007-10-18 |
32 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-03-31 | 2009-11-14 |
33 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Asset management | 2008-03-31 | 2009-11-14 |
34 | CMB International Asset Management Limited | RO | Asset management | 2010-07-27 | 2017-09-26 |
35 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2018-02-27 | 2018-08-27 |
36 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2018-10-30 | 2020-05-31 |
37 | SDG Asset Management (HK) Limited | RO | Asset management | 2020-07-31 | 2022-06-13 |
38 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-11-03 | |
39 | CNCB (Hong Kong) Capital Limited | RO | Dealing in securities | 2018-02-27 | 2018-08-27 |
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