Yau, Chun Keung 邱鎮強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2007-08-06 | 2008-09-19 | Rep | Dealing in securities | 2008-07-07 | 2008-09-19 |
| 2 | CMB International Asset Management Limited | Rep | Advising on securities | 2011-04-18 | 2015-09-15 | Rep | Asset management | 2011-04-18 | 2015-09-15 | RO | Advising on securities | 2015-09-15 | 2017-07-28 | RO | Asset management | 2015-09-15 | 2017-07-28 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2010-06-04 | 2011-04-11 |
| 4 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2009-04-27 | 2010-07-27 | Rep | Asset management | 2009-05-27 | 2011-04-11 |
| 5 | CS Wealth Asset Management Limited | Rep | Advising on securities | 2017-08-15 | 2017-10-26 | Rep | Asset management | 2017-08-15 | 2017-10-26 | RO | Advising on securities | 2017-10-26 | 2020-02-20 | RO | Asset management | 2017-10-26 | 2020-02-20 |
| 6 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2008-10-27 | 2009-04-16 | Rep | Dealing in securities | 2008-10-27 | 2009-04-16 |
| 7 | Huarong International Securities Limited | Rep | Advising on securities | 2008-12-17 | 2009-04-16 | Rep | Dealing in securities | 2008-12-17 | 2009-04-16 | Rep | Dealing in futures contracts | 2009-01-15 | 2009-04-16 |
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