Jin, Mingzhe 金明哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2018-02-20 | 2023-01-24 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-02-13 | 2018-11-19 | Rep | Dealing in securities | 2018-02-13 | 2018-11-19 | RO | Advising on securities | 2018-11-19 | 2023-01-24 | RO | Dealing in securities | 2018-11-19 | 2023-01-24 |
| 3 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-01-19 | 2017-02-28 | Rep | Dealing in securities | 2010-05-17 | 2017-02-28 | RO | Advising on corporate finance | 2012-02-17 | 2017-02-28 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2017-03-01 | 2018-01-31 | Rep | Dealing in securities | 2017-03-01 | 2018-01-31 | RO | Advising on corporate finance | 2017-03-01 | 2018-01-31 |
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