Lee, David Hyung-Tek 李享澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axial Partners Limited | RO | Advising on securities | 2021-10-27 | 2022-08-26 | RO | Asset management | 2021-10-27 | 2022-08-26 |
| 2 | Cofes China Limited | RO | Advising on securities | 2016-04-29 | 2018-01-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-05-03 | 2007-09-10 | Rep | Advising on securities | 2007-05-03 | 2007-09-10 | Rep | Dealing in securities | 2007-05-03 | 2007-09-10 |
| 4 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-01-12 | 2013-02-27 | Rep | Dealing in securities | 2011-01-12 | 2013-02-27 | RO | Advising on corporate finance | 2013-02-27 | 2014-01-01 | RO | Advising on securities | 2013-02-27 | 2014-01-01 | RO | Dealing in securities | 2013-02-27 | 2014-01-01 |
| 5 | HWA Asset Management Limited | RO | Asset management | 2023-11-22 |
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