Lee, Ji Yeon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-27 | 2017-02-28 | Rep | Advising on securities | 2011-02-11 | 2017-02-28 |
2 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2017-03-01 | 2020-03-23 | Rep | Dealing in securities | 2017-03-01 | 2020-03-23 | RO | Advising on securities | 2020-03-23 | RO | Dealing in securities | 2020-03-23 |
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