Lo, Ming Ho (SFC:AIB742) 盧名豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Advising on securities | 2015-01-13 | 2015-03-20 | Rep | Asset management | 2015-01-13 | 2015-03-20 | Rep | Dealing in securities | 2015-01-13 | 2015-03-20 | RO | Advising on securities | 2015-03-20 | 2016-02-12 | RO | Asset management | 2015-03-20 | 2016-02-12 | RO | Dealing in securities | 2015-03-20 | 2016-02-12 |
| 2 | China Reserve Securities Limited | Rep | Advising on securities | 2012-06-15 | 2013-05-31 | Rep | Asset management | 2012-06-15 | 2013-05-31 | Rep | Advising on securities | 2013-08-01 | 2015-01-08 | Rep | Asset management | 2013-08-01 | 2015-01-08 |
| 3 | DAIWA ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2010-06-09 | 2012-06-01 | Rep | Asset management | 2010-06-09 | 2012-06-01 |
| 4 | Envoyage Capital Limited | RO | Asset management | 2017-09-11 | |
| 5 | IDS FOREX HK LIMITED | RO | Advising on securities | 2016-05-09 | 2016-07-21 | RO | Asset management | 2016-05-09 | 2016-07-21 |
| 6 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2009-07-10 | 2010-05-29 | Rep | Asset management | 2009-07-10 | 2010-05-29 |
| 7 | TANG PING KONG LIMITED | Rep | Dealing in securities | 2016-09-21 | 2016-11-09 | RO | Dealing in securities | 2016-11-09 | 2017-08-31 | RO | Advising on securities | 2017-02-14 | 2017-08-31 | RO | Asset management | 2017-02-14 | 2017-08-31 |
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