Wong, Hoi Yan (SFC:APO633) 黃凱欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2007-10-15 | 2009-07-04 |
| 2 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2009-11-10 | 2011-06-25 |
| 3 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-11-21 | 2018-06-11 | Rep | Asset management | 2017-11-21 | 2018-06-11 | Rep | Dealing in securities | 2017-11-21 | 2018-06-11 | RO | Advising on securities | 2018-06-11 | 2018-12-18 | RO | Dealing in securities | 2018-06-11 | 2018-12-18 | RO | Asset management | 2018-06-11 | 2019-01-10 |
| 4 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-07-15 | 2015-03-01 | Rep | Asset management | 2011-07-15 | 2015-03-01 | Rep | Dealing in securities | 2011-07-15 | 2015-03-01 |
| 5 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-29 | 2009-10-14 |
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