Ngo, Tong Heng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-11-04 | 2014-07-10 | RO | Dealing in futures contracts | 2014-07-10 | 2015-07-01 |
| 2 | CES International Commodities (HK) Limited | RO | Dealing in futures contracts | 2014-07-10 | 2015-07-01 |
| 3 | De Riva Asia Limited | RO | Dealing in futures contracts | 2010-07-29 | 2013-06-28 | RO | Dealing in securities | 2010-07-29 | 2013-06-28 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-11-04 | 2014-07-10 | RO | Dealing in securities | 2014-07-10 | 2015-07-01 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-11-20 | 2010-07-01 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-20 | 2010-07-01 |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-11-20 | 2010-07-01 |
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