Wong, Nelson 黃國重
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | De Riva Asia Limited | RO | Dealing in futures contracts | 2010-07-29 | 2012-12-17 | RO | Dealing in securities | 2010-07-29 | 2012-12-17 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-02 | 2006-12-01 | Rep | Dealing in securities | 2009-07-16 | 2010-07-01 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-02 | 2006-12-01 | Rep | Dealing in futures contracts | 2009-07-16 | 2010-07-01 |
| 4 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-02 | 2006-12-01 | Rep | Dealing in securities | 2009-07-16 | 2010-07-01 |
| 5 | Newedge Broker Limited | RO | Advising on futures contracts | 2003-07-31 | RO | Asset management | 2003-07-31 | RO | Automated trading services | 2003-07-31 | RO | Dealing in futures contracts | 2003-07-31 |
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