Wang, Xiaochen (SFC:AXR913) 王曉晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2011-07-22 | 2015-05-08 | Rep | Asset management | 2011-07-22 | 2015-05-08 | RO | Advising on securities | 2015-05-08 | 2023-07-18 | RO | Asset management | 2015-05-08 | 2023-07-18 | Rep | Dealing in securities | 2015-07-10 | Rep | Advising on securities | 2023-07-18 | Rep | Asset management | 2023-07-18 |
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