Shiu, Chris Hong Ki 邵康麒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Balyasny Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-12-02 | |
2 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2011-08-30 | 2014-11-22 | Rep | Asset management | 2011-08-30 | 2014-11-22 | Rep | Dealing in securities | 2011-08-30 | 2014-11-22 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-07-04 | 2011-04-02 | Rep | Dealing in securities | 2003-07-04 | 2011-04-02 |
4 | Horizon Asset International (HK) Limited | Rep | Asset management | 2019-12-06 | 2021-11-19 |
5 | Strategic Vision Investment Limited | Rep | Asset management | 2014-12-03 | 2019-11-30 |
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