Wallace, Richard Antony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | RO | Advising on securities | 2012-09-04 | |
| 2 | ENZARD LIMITED | RO | Advising on securities | 2004-05-21 | 2013-02-18 |
| 3 | FINANCIAL SHIELD LIMITED (b2000-01-24) | RO | Advising on securities | 2003-06-26 | 2003-09-04 |
| 4 | PYRMONT WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2005-03-08 | 2008-12-01 |
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