Waters, Roderick Mark
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | RO | Advising on securities | 2012-09-03 | |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Advising on securities | 2008-02-19 |
| 3 | ENZARD LIMITED | Rep | Advising on securities | 2008-07-02 | 2008-08-25 | RO | Advising on securities | 2008-08-25 | 2012-09-02 |
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