Li, Xiaowen (SFC:AUI296) 李曉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-14 | 2011-02-01 |
| 2 | Essence Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-03-02 | 2013-02-02 | Rep | Asset management | 2011-03-02 | 2013-02-02 |
| 3 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2013-03-07 | 2014-07-04 | Rep | Asset management | 2013-03-07 | 2014-07-04 |
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