Au, Siu Ling 區少玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FAIRWIN BROKING LIMITED | Rep | Advising on corporate finance | 2004-07-07 | |
| 2 | FAIRWIN BROKING LIMITED | Rep | Advising on securities | 2004-07-07 | |
| 3 | FAIRWIN BROKING LIMITED | Rep | Asset management | 2004-07-07 | |
| 4 | FAIRWIN BROKING LIMITED | Rep | Dealing in securities | 2012-05-04 | FAIRWIN BROKING LIMITED | RO | 2012-05-04 | 2017-07-31 | AFG Securities Limited | RO | 2017-08-03 |
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