Gary, Carolyn Ann
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Belvest Investment Services Limited | Rep | Advising on corporate finance | 2005-01-18 | Rep | Advising on securities | 2014-07-23 | Rep | Asset management | 2014-07-23 |
| 2 | INTERNATIONAL COMMERCE CORPORATION | Rep | Advising on securities | 2014-11-21 | 2017-08-15 | Rep | Asset management | 2014-11-21 | 2017-08-15 |
| 3 | ODYSSEY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-09-25 | 2022-03-10 | Rep | Advising on securities | 2020-09-25 | 2022-09-30 | RO | Asset management | 2022-03-10 | 2022-09-10 |
| 4 | Swiss-Asia Asset Management (HK) Limited | Rep | Advising on securities | 2014-10-22 | 2014-11-14 | Rep | Asset management | 2014-10-22 | 2014-11-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy