Lee, Cheong Wing 李昌榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | RO | Advising on securities | 2010-05-31 | 2012-05-31 | RO | Asset management | 2010-05-31 | 2012-05-31 |
| 2 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | RO | Advising on securities | 2008-09-24 | 2009-11-13 | RO | Asset management | 2008-09-24 | 2009-11-13 |
| 3 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2014-01-07 | 2015-08-28 | RO | Asset management | 2014-01-07 | 2015-08-28 |
| 4 | China Finance KAB Limited | RO | Advising on securities | 2013-09-17 | 2015-08-28 | RO | Dealing in securities | 2013-09-17 | 2015-08-28 | Rep | Dealing in futures contracts | 2015-03-26 | 2015-08-28 |
| 5 | First Shanghai Investment Management (HK) Limited | Rep | Advising on securities | 2015-11-11 | 2015-12-11 | Rep | Asset management | 2015-11-11 | 2015-12-11 | RO | Advising on securities | 2015-12-11 | 2016-05-31 | RO | Asset management | 2015-12-11 | 2016-05-31 |
| 6 | MacroValue Investors Limited | RO | Asset management | 2008-03-17 | 2008-09-15 |
| 7 | PineBridge Investments Asia Limited | Rep | Asset management | 2005-01-24 | 2005-09-14 | Rep | Advising on securities | 2005-04-08 | 2005-09-14 |
| 8 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Asset management | 2007-03-01 | 2007-11-30 |
| 9 | SHENGQI CAPITAL (HONG KONG) LIMITED | RO | Asset management | 2022-08-12 | |
| 10 | SPDB International Investment Management Limited | Rep | Advising on securities | 2018-06-13 | 2018-08-22 | Rep | Asset management | 2018-06-13 | 2018-08-22 | RO | Advising on securities | 2018-08-22 | 2019-09-30 | RO | Asset management | 2018-08-22 | 2019-09-30 |
| 11 | Zhifu International Asset Management (HK) Limited | RO | Advising on securities | 2017-08-01 | 2018-04-06 | RO | Asset management | 2017-08-01 | 2018-04-06 |
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