Li, Kwok Hung (SFC:AAB213) 李國雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | RO | Advising on securities | 2010-05-31 | 2010-12-31 | RO | Asset management | 2010-05-31 | 2010-12-31 | RO | Advising on securities | 2011-09-06 | 2012-12-31 | RO | Asset management | 2011-09-06 | 2012-12-31 |
| 2 | FIRST SHANGHAI FUTURES LIMITED | RO | Automated trading services | 2003-09-05 | RO | Advising on futures contracts | 2010-06-30 | RO | Asset management | 2010-06-30 | RO | Dealing in futures contracts | 2010-06-30 |
| 3 | FIRST SHANGHAI SECURITIES LIMITED | RO | Automated trading services | 2003-09-02 | RO | Advising on corporate finance | 2010-06-30 | RO | Advising on securities | 2010-06-30 | RO | Asset management | 2010-06-30 | RO | Dealing in securities | 2010-06-30 |
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